-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A/ExMHEsfTp2CX30w4xOvizIAEADNZcWoGn4UWSaHjfYi/nZev62iB3g6Ow8NZxh cG1uhcBu+KVdQwDAyFLlEA== 0001007042-96-000010.txt : 19960209 0001007042-96-000010.hdr.sgml : 19960209 ACCESSION NUMBER: 0001007042-96-000010 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960208 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ICO INC CENTRAL INDEX KEY: 0000353567 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 751619554 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-34170 FILM NUMBER: 96513161 BUSINESS ADDRESS: STREET 1: NORTHBOROUGH TOWER STREET 2: 100 GLENBOROUGH DR STE 250 CITY: HOUSTON STATE: TX ZIP: 77067 BUSINESS PHONE: 7138724994 MAIL ADDRESS: STREET 1: 100 GLENBOROUGH DR STREET 2: SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77067 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALPHI INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0001007042 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 155 PFINGSTEN ROAD STREET 2: SUITE 360 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8474059595 MAIL ADDRESS: STREET 1: 155 PFINGSTEN ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 SC 13G 1 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. [ ]) Name of Issuer: ICO, Inc. Title of Class of Securities: Common Stock CUSIP Number: 449294206 Check the following box if a fee is being paid with this statement [x]. CUSIP No. 449294206 Page 2 of 4 Pages 1. Name of Reporting Person Alphi Investment Management Company IRS No. 36-3588013 2. Check the appropriate box if a member of a group (a) [ ] (b) [ ] 3. SEC Use Only 4. Citizenship or Place of Organization Illinois 5. Sole Voting Power 580,000 6. Shared Voting Power 0 7. Sole Dispositive Power 580,000 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 580,000 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row 9 6.5% 12. Type of Reporting Person IA Item 1(a). Name of Issuer This Schedule 13G relates to the Shares of Common Stock of ICO, Inc. (the "Shares" and the "Company" respectively). Item 1(b). Address of Issuer's Principal Executive Offices The executive offices of the Company are located at 100 Glenborough Drive, Suite 250, Houston, Texas 77067. Item 2(a). Name of Person Filing This Schedule 13G is being filed on behalf of Alphi Investment Management Company ("AIMCO"), an Illinois corporation. Item 2(b). Address of Principal Business Office The principal business offices of AIMCO are located at 155 Pfingsten Road, Suite 360, Deerfield, IL 60015. Item 2(c). Citizenship U.S.A. Item 2(d). Title of Class of Securities Common Stock Item 2(e). CUSIP Number 449294206 Item 3. Type of Person Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership (a) Amount Beneficially Owned: 580,000 (b) Percent of Class: 6.5% (c) Number of shares as to which person has: (i) sole power to vote or to direct the vote: 580,000 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 580,000 (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or less of a Class Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person Alphi Fund L.P. ("Alphi"), a Delaware limited partnership is the beneficial owner of 580,000 Shares, which is 6.5% of the 8,923,911 Shares of the Company deemed to be outstanding as of December 31, 1995. AIMCO, in its capacity as general partner of Alphi, has the sole power to vote and sole power to dispose of 580,000 Shares owned by Alphi. Individual limited partners of Alphi (but not the principals of AIMCO) may own Shares which are not included in the aggregate number of Shares reported in Item 4 above. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 8, 1996 Date Philip R. Smith Signature Philip R. Smith / Secretary Name/Title -----END PRIVACY-ENHANCED MESSAGE-----